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Improvements Are Needed When Documenting and Monitoring Employee Leave

Report Information

Date Issued
Report Number
2022-10-025
Report Type
Audit
Joint Report
Yes
Participating OIG
Treasury Inspector General for Tax Administration
Agency Wide
Yes (agency-wide)
Questioned Costs
$0
Funds for Better Use
$0

Recommendations

The Human Capital Officer should ensure that the Internal Revenue Manual (IRM) and additional guidance available to employees and managers for requesting and approving Family and Medical Leave Act (FMLA) leave is clear and consistent

The Human Capital Officer should work with the business units to review the delivery methods of available training, guidance, and other resources to managers to ensure that managers comply with, and are aware of, the procedures for approving and administering leave options.

The Chief Privacy Officer, Privacy, Governmental Liaison, and Disclosure, should update its record management guidance to state that Family and Medical Leave Act (FMLA) leave records should be retained for all employees, including those who separate from service, for a minimum of three years after the leave was taken.

The Human Capital Officer should update the manager’s guidance for the Employee Performance File to be consistent with the revised records management guidance.

The Human Capital Officer should revise the Internal Revenue Manual (IRM) so that it is consistent with Office of Personnel Management (OPM) guidance and the Manager’s Guide to Penalty Determinations and clarifies the actions managers should take when employees are charged with Absence Without Leave (AWOL).