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Fiscal Year 2023 Statutory Audit of Compliance With Legal Guidelines Restricting the Use of Records of Tax Enforcement Results

Report Information

Date Issued
Report Number
2023-30-058
Report Type
Audit
Joint Report
No
Agency Wide
Yes (agency-wide)
Questioned Costs
$0
Funds for Better Use
$0

Recommendations

The Chief, CI, and the Acting Commissioner, LB&I Division, should ensure that the 13 Section 1204(a) violations identified by TIGTA are discussed with the responsible managers to ensure that the managers understand the guidelines related to the use of ROTERs.

The Chief, CI, and the Acting Commissioner, LB&I Division, should ensure that the 13 Section 1204(a) violations identified by TIGTA are discussed with the responsible managers to ensure that the managers understand the guidelines related to the use of ROTERs.

The Chief, CI, and the Acting Commissioner, LB&I Division, should ensure that the 13 Section 1204(a) violations identified by TIGTA are discussed with the responsible managers to ensure that the managers understand the guidelines related to the use of ROTERs.

The Acting Commissioner, LB&I Division, should ensure that the four instances of noncompliance identified in this report associated with the prohibition on including ROTERs in a self-assessment are discussed with the responsible employees and their managers so they understand that ROTERs should not be used in self-assessments.

Ensure the 14 instances of RRA 98 § 1204(b) noncompliance are discussed with the responsible managers to ensure that they understand the retention standard documentation.