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Actions Can Be Taken to Better Address Potential Noncompliance for Roth Individual Retirement Arrangement Conversions

Report Information

Date Issued
Report Number
2016-10-054
Report Type
Audit
Joint Report
Yes
Participating OIG
Treasury Inspector General for Tax Administration
Agency Wide
Yes (agency-wide)
Questioned Costs
$0
Funds for Better Use
$0
View Report

Recommendations

The Director, Exam Field and Campus Policy, Small Business/Self-Employed Division, should clarify guidance and educate AUR Program personnel on Roth IRA conversion issues.

The Director, Exam Field and Campus Policy, Small Business/Self-Employed Division, should update processes and procedures to consider all information that is readily available on IRS system for Roth IRA conversions prior to issuing notices to taxpayers.
Recommendation rejected by IRS