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November 7, 2011

TIGTA - 2011-78
Karen Kraushaar
karen.kraushaar@tigta.treas.gov
TIGTACommunications@tigta.treas.gov
(202) 622-6500

The Number of Claims for the Small Business Health Care Tax Credit Was Much Lower than Anticipated

WASHINGTON - The Internal Revenue Service (IRS) appropriately planned for and

implemented one of the provisions of the Patient Protection and Affordable Care Act and

the Health Care and Education Reconciliation Act that affected small businesses,

according to a new report publicly released today by the Treasury Inspector General for

Tax Administration (TIGTA).

This legislation, which became effective in March 2010, contained a credit for small

business employers who pay at least one-half the cost of health insurance coverage for

their employees. Known as the Small Business Health Care Tax Credit (Credit), it was

designed to encourage small business employers to offer health care insurance.

TIGTA reviewed whether the IRS adequately implemented and accurately processed the

Credit.

The volume of claims for the Credit has been low despite IRS efforts to inform

4.4 million taxpayers who could potentially qualify for it. According to the IRS, as of

mid-May 2011, just more than 228,000 taxpayers had claimed the Credit for a total

amount of more than $278 million. The IRS plans to conduct focus groups to determine

why the claim rate was so low. The Congressional Budget Office estimated the Credit

would cost $37 billion over 10 years and that taxpayers would claim up to $2 billion of

Credit for Tax Year 2010.

TIGTA found that some taxpayers and tax practitioners made mistakes when completing

Form 8941 to apply for the credit. That form, Credit for Small Employer Health

Insurance Premiums (Form 8941), does not contain all of the data and calculations

needed to verify each step of Credit eligibility.

"The Small Business Health Care Tax Credit is an important credit for both small

business employers and their employees," said J. Russell George, Treasury Inspector

General for Tax Administration. "TIGTA's recommendations, once adopted, should

improve the IRS's ability to verify claims for this Credit."

TIGTA made several recommendations to make it easier for the IRS to verify eligibility

and to correctly process claims for the Credit. IRS officials agreed with the

recommendations and stated that they plan to take appropriate corrective actions.