U.S. flag

An official website of the United States government

Dot gov

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Https

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Breadcrumb

June 21, 2011

TIGTA - 2011-30
Karen Kraushaar
karen.kraushaar@tigta.treas.gov
TIGTACommunications@tigta.treas.gov
(202) 622-6500

IRS Needs to Improve Oversight Of Its Employees' Compliance With Tax Laws, TIGTA Finds

WASHINGTON The Internal Revenue Service (IRS) educates its employees on their

tax responsibilities, yet it is unable to detect whether all IRS employees are complying

with the law, according to a new audit report released publicly today by the Treasury

Inspector General for Tax Administration (TIGTA).

While the IRS electronically matches its employee payroll records with tax account

records maintained for all taxpayers, it does not detect all potential noncompliance,

TIGTA auditors found.

TIGTA identified 133 potentially noncompliant employees who were not detected by the

IRS's computer application over a two-year period. As a result, no action was taken by

the IRS to analyze and address this potential employee misconduct for noncompliance

with tax laws.

"To maintain public confidence in the agency entrusted to administer the Nation's tax

law system, the IRS must ensure that potential misconduct concerning noncompliance

with the tax laws is identified and addressed," said J. Russell George, the Treasury

Inspector General for Tax Administration.

In addition, TIGTA determined the IRS significantly reduced the focus of its Employee

Tax Compliance Program partially based on a study it conducted showing that IRS

employees were more compliant compared to the general taxpaying public. IRS reports

show that about 3 percent of IRS employees are noncompliant each year. TIGTA's audit

concurred with the IRS's decision to use resources as efficiently as possible, however, the

report concluded that the IRS should periodically reevaluate the ETC program's direction

to ensure proper oversight of employees' compliance with their tax obligations.

TIGTA made four recommendations in its report, including that the IRS should

determine whether disciplinary action is warranted in the cases of the 133 potentially

noncompliant employees it found. The IRS agreed to work the additional cases, review

its computer application, and revise the goals and mission of the program, but it stated

that it had no plans to develop new noncompliance detection efforts to specifically

monitor IRS employee tax compliance because it believes the current noncompliance

detection processes used for all taxpayers (including IRS employees) are sufficient in

number and appropriate in scope.