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July 20, 2011

TIGTA - 2011-38
Karen Kraushaar
karen.kraushaar@tigta.treas.gov
TIGTACommunications@tigta.treas.gov
(202) 622-6500

Improvements Needed In Voluntary Closing Agreement Process

WASHINGTON -- The Internal Revenue Service (IRS) needs to improve its management of

Voluntary Closing Agreements which allow Federal, State and local government entities to

voluntarily enter into agreements to resolve their noncompliance with Federal employment and

income tax laws without being penalized.

That's according to a new report from the Treasury Inspector General for Tax Administration

(TIGTA).

As of Calendar Year 2008, public employers employed approximately 24 million employees and

paid wages in excess of $760 billion annually and employment taxes in excess of $200 billion.

The IRS has received requests for Agreements from all segments of public employers (e.g.,

Federal, State, and local entities) and the Agreements resulted in more than $17.7 million in

additional back taxes that might otherwise have not been collected. While this represents a

relatively small number of Agreement requests, the IRS has not always properly controlled,

processed, and monitored the requests, TIGTA found. As a result, TIGTA found inconsistencies,

inaccuracies, potential taxpayer rights violations and weak internal controls that increase the risk

of error, fraud or abuse.

"In today's climate of increased Government accountability, it is important not only for

Government entities to come forward with any tax noncompliance but also for the IRS to be

ready to handle the requests fairly and equitably," said J. Russell George, the Treasury Inspector

General for Tax Administration.

TIGTA also determined that Agreement terms and conditions differed in cases with similar fact

patterns. For example, some public employers were required to file corrected information

returns, while others were not. In addition, some entities were assessed for all the tax due, while

others were only partially assessed. Ongoing IRS compliance initiatives may lead to an increase

in demand for these types of Agreements, heightening the need for a better-defined process that

protects and promotes fair tax administration and ensures fair and equitable taxpayer treatment.

TIGTA made five recommendations to improve the management of Voluntary Closing

Agreements. The IRS agreed with the recommendations.